On-Demand Webinar – Fiduciary Best Practices: Fiduciary File & Employee Benefit Plan Audits
By Mueller Financial Services, October 26, 2021
The Employee Retirement Income Security Act (ERISA) requires that fiduciaries of employee benefit plans administer and manage their plans prudently and in the interest of the plan’s participants and beneficiaries.
If you are a plan sponsor, during this webinar you will learn:
- Your Fiduciary Roles and Responsibilities
- Establishing and Maintaining a Fiduciary File
- Employee Benefit Plan Audit (EBPA) Requirements
- Common Issues found in EBPAs
- Action Steps for Plan Sponsors
Brent Kalka, CERTIFIED FINANCIAL PLANNER™ professional, Accredited Investment Fiduciary®
Shareholder / Wealth Advisor, Mueller Financial Services, Inc.
As a Shareholder of Mueller Financial Services, Brent serves on the firm’s Executive Committee. His leadership roles involve strategic planning, executing the firm’s Vision, Mission & Values as well as growth initiatives. Brent oversees the day-to-day operations of the firm and leads the Investment Committee.
In leading the firm’s Retirement Consulting Practice, Brent is focused on developing & implementing meaningful strategies aimed at achieving successful outcomes for business & not-for-profit clients & their employees.
Alex Krog, CPA
Partner, PKF Mueller
Since joining PKF Mueller in 2012, Alex has been involved in providing audits, reviews, and compilations of financial statements for clients in the manufacturing, technology, professional services industries. As of recent, his focus is in the private equity arena, having performed extensive work on both buy and sell-side due diligence for transaction engagements. Additionally, he is a leader in PKF Mueller’s Employee Benefit Plan Group, providing client services and education.
James Hare III, M.A.S., CPA
Partner, PKF Mueller
James started his career in public accounting with PKF Mueller in 2012. As a Director, he worked closely with clients and PKF Mueller engagement teams to complete audits and reviews, primarily for construction and manufacturing companies. James also specializes in auditing 401(k) plans and has experience auditing not-for-profit organizations.
PKF Mueller and Mueller Financial Services are separate unaffiliated entities. Investment advice offered through IHT Wealth Management, a registered investment advisor.401K
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